66,899 XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| D. Albert Dyrness | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 373 | 537 | - | - | Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 7,554 | 14,987 | - | - | Common Stock | |
| Bhatt Nailesh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 373 | 547 | - | - | Common Stock | |
| Donald J. Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 317 | 375 | - | - | Common Stock | |
| Dexter Susan | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 1,452 | 1,643 | - | - | Common Stock | |
| K. Cini John | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 1,888 | 2,116 | - | - | Common Stock | |
| McNeill Lori | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 373 | 394 | - | - | Common Stock | |
| H. Cross John | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 1,452 | 1,588 | - | - | Common Stock | |
| Raghu Rao | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 373 | 2,356 | - | - | Common Stock | |
| Susan Dexter | Chief Technical Officer | Purchase of securities on an exchange or from another person at price $ 0.70 per share. | 14 Jun 2023 | 10,000 | 33,667 | - | 0.7 | 7,000 | Common Stock |
| Albert D. Dyrness | Director | Purchase of securities on an exchange or from another person at price $ 0.47 per share. | 30 May 2023 | 23,255 | 28,962 | - | 0.5 | 10,883 | Common Stock |
| Nailesh Bhatt | Director | Purchase of securities on an exchange or from another person at price $ 0.23 per share. | 17 May 2023 | 25,000 | 30,733 | - | 0.2 | 5,800 | Common Stock |
| Pankaj Mohan | Director, Chairman, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.22 per share. | 15 May 2023 | 371,600 | 553,331 | - | 0.2 | 82,867 | Common Stock |
| Pankaj Mohan | Director, Chairman, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.58 per share. | 15 Mar 2023 | 60,000 | 181,731 | - | 0.6 | 35,100 | Common Stock |
| John H. Cross | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.06 per share. | 06 Feb 2023 | 1,960 | 23,927 | - | 1.1 | 2,078 | Common Stock |
| John K. Cini | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jan 2023 | 18,551 | 40,271 | - | - | Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jan 2023 | 73,561 | 121,731 | - | - | Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 07 Jan 2023 | 73,561 | 48,170 | - | - | Common Stock | |
| John K. Cini | Chief Scientific Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 07 Jan 2023 | 18,551 | 21,720 | - | - | Common Stock | |
| Susan Dexter | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jan 2023 | 14,627 | 23,667 | - | - | Common Stock | |
| Susan Dexter | Chief Technical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 07 Jan 2023 | 14,627 | 9,040 | - | - | Common Stock | |
| John H. Cross | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 15,519 | 160,684 | - | - | Common Stock | |
| Lori McNeill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 3,770 | 3,770 | - | - | Common Stock | |
| Raghu Rao | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 3,770 | 26,140 | - | - | Common Stock | |
| Nailesh Bhatt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 3,770 | 31,255 | - | - | Common Stock | |
| Susan Dexter | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 14,627 | 141,199 | - | - | Common Stock | |
| John K. Cini | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 18,551 | 322,652 | - | - | Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 74,205 | 748,606 | - | - | Common Stock | |
| Albert D. Dyrness | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2022 | 3,770 | 30,893 | - | - | Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.55 per share. | 09 Jun 2021 | 28,000 | 354,266 | - | 1.6 | 43,400 | Common Stock |
| Pankaj Mohan | Director, Chairman, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.54 per share. | 09 Jun 2021 | 4,000 | 326,266 | - | 1.5 | 6,180 | Common Stock |
| Susan Dexter | Chief Technical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.51 per share. | 25 May 2021 | 10,145 | 63,468 | - | 1.5 | 15,319 | Common Stock |
| John K. Cini | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.51 per share. | 25 May 2021 | 14,004 | 224,067 | - | 1.5 | 21,146 | Common Stock |
| Donald J. Griffith | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.51 per share. | 25 May 2021 | 4,235 | 95,693 | - | 1.5 | 6,395 | Common Stock |
| Pankaj Mohan | Director, Chairman, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 319,866 | 322,266 | - | 0 | Common Stock | |
| Albert D. Dyrness | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 8,005 | 12,971 | - | 0 | Common Stock | |
| Donald J. Griffith | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 20,000 | 99,928 | - | 0 | Common Stock | |
| John H. Cross | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 78,214 | 78,214 | - | 0 | Common Stock | |
| John K. Cini | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 78,214 | 238,071 | - | 0 | Common Stock | |
| Terence Rugg | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 21,314 | 21,314 | - | 0 | Common Stock | |
| Susan Dexter | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 73,613 | 73,613 | - | 0 | Common Stock | |
| Nailesh Bhatt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 8,005 | 13,333 | - | 0 | Common Stock | |
| Raghu Rao | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2020 | 8,005 | 8,218 | - | 0 | Common Stock | |
| Albert D. Dyrness | None | Purchase of securities on an exchange or from another person at price $ 4.01 per share. | 11 Jun 2020 | 2,409 | 4,966 | - | 4.0 | 9,660 | Common Stock |
| Pankaj Mohan | Director, Chairman, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 10 Jun 2020 | 2,400 | 2,400 | - | 4.1 | 9,816 | Common Stock |
| Albert D. Dyrness | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 2,557 | 2,557 | - | - | Common Stock | |
| Albert D. Dyrness | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 1,279 | 1,279 | - | - | Warrant to Purchase Common Stock | |
| Pankaj Mohan | Director, Chairman, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 930,705 | 930,705 | - | - | Common Stock | |
| Donald J. Griffith | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 79,928 | 79,928 | - | - | Common Stock | |
| John K. Cini | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 159,857 | 159,857 | - | - | Common Stock | |
| Nailesh Bhatt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 5,328 | 5,328 | - | - | Common Stock | |
| Raghu Rao | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 107 | 107 | - | - | Warrant to Purchase Common Stock | |
| Raghu Rao | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2020 | 213 | 213 | - | - | Common Stock |